The dialectics of field and archive - by Abhijit Guha

 

The dialectics of field and archive

Abhijit Guha




International scenario

Bernard Cohn in his seminal essays published first in 1962 and then in the 1980s developed ideas about the relationship between the ‘field’ of the anthropologist and the ‘archive’ of the historian. (Cohn, 1987a). Cohn wrote in one of his important paper in the collection An Anthropologist among the Historians and Other Essays:

 

The diagnostic work place of the historians and anthropologists, the field and the archive, contrast with respect to the differing modes of comprehension each represents…. The past exists not only in records of the past, but survives in buildings, objects and landscapes of the present day, the observation of which assist the historian in constructing the context. The anthropological historian therefore should have the working experience of both the field and the archive. (Cohn, 1987b).

 

Cohn viewed archives as ‘cultural artifacts’, which were created by none other than human beings and accordingly, historians and anthropologists often interpenetrate archive and the field in many interesting ways, and he mainly studied the colonial archives in India. In contrast to Cohn, I have made an attempt to use archives of the post colonial period, which for me were not only cultural artifacts of the past but also enlightened my findings in the ethnographic present.  I have juxtaposed archival data on my field observations of practice of the people in some villages of the Paschim (west) Medinipur district of West Bengal. But before I move to the specific field sites and the corresponding archives, a discussion on the contributions of the subaltern school of thought initiated by Ranajit Guha and his associates is needed.  Ranajit Guha in the ‘Introduction’ to Cohn’s aforementioned book located anthropological research within the post Second World War period:

Since the end of the Second World War it is anthropology, rather than history, which has led the revolt against the mutual segregation of the two disciplines within the domain of South Asian Studies. Cohn was not the only rebel; he was one of a number of scholars whose writings showed unmistakable signs of a rapprochement in this respect. (Guha, 1987: vii-xxvi).          

Apart from the important contributions of ‘writing history from below’ which corresponded with the ethnographer’s attempt ‘to grasp the native’s point of view, his relation to life, to realize his vision of his world’ (Malinowski, (1922:25), the subaltern approach signaled a closer connection between anthropologists and the archive, the latter itself becoming increasingly understood as a valid ethnographic site (Mathur, 2000:89-106; Comaroff & Comaroff 1992; Ortner 1984:126-166). The subaltern advance, however, suffered its setback within thirty years, which of course was not a very short period of longevity for a school of thought. Among others, one of the reasons for the setback was its lack of touch with real people on the ground.  Subaltern theorists were moving from one interesting archive to another, from one set of text to another set to construct their meta-narratives of anti-elitist historiography and finally losing the practice of the people in their day-to-day world-of-everyday-life. Partha Chatterjee, one of the core contributors of this genre admitted:

As an intellectual project, Subaltern Studies was perhaps over determined by its times. Given today’s changed contexts the tasks set out by it cannot be taken forward within the framework and methods mobilised for it. Subaltern Studies was a product of its time; another time calls for other projects. (Chatterjee, 2012:44-49).

 

What were the new projects visualized by Chatterjee? Interestingly, he observed that a more recent trend in the social science disciplines was to study the practice of the people rather than the texts which recorded the past or the present practice. In his words again:

 

 We must also note the more recent trend in several disciplines to move away from texts to the study of practices. Led by anthropologists, this move highlights the autonomous status of embodied or institutional practices whose significance cannot simply be read off texts describing the underlying concepts. Thus, religious ritual is not necessarily an instantiation of a theological concept or dogma; the practice may be performed without the subject subscribing to, or perhaps even being aware of, the underlying religious concept. (Chatterjee, 2012:49).

 

More than a decade ago, in an extensive review of subaltern studies and the relationship between History and Anthropology, K.Sivaramakrishnan noted the importance of anthropological methodology of putting texts in their specific spatial contexts:

Therefore, the subaltemist contribution to the convergence of history and anthropology is important. Resorting to anthropology and history from below can recover partial and hidden histories but it is not enough to juxtapose these fugitive accounts with master narratives and their exalted claims to total knowledge. The subaltern story may lose its punch if not situated in context. (Sivaramakrishnan, 1995:395-429).[i]

Interestingly, around mid-1990s,anthropologists on the other hand who  being too much engaged to record and interpret the practice of the people through the single site, lone anthropologist and ahistorical model of fieldwork tradition developed by Malinowski and his successors were already searching for new methods of writing ethnography. This new method involved moving from one field site to another and also from the field to archive and back. In the same year, Sivaramakrishnan pronounced his anthropological critique of the subaltern, George Marcus in his seminal article published in the Annual Review of Anthropology narrated the emergence of multi-sited ethnography, in which the ethnographer moved from one field site to another as ‘reflexive’ and ‘circumstantial activist’(Marcus, 1995:95-117). In this perceptive article, Marcus noted that one of the methodological anxieties of the anthropologists towards multi-sited ethnography is a ‘concern about the loss of the subaltern’ since movement from one site to another might not presuppose a fixed involvement with the dominated and subjugated subjects (tribes, aborigines, women, proletariats) but also one step closer with who dominate or are in a superior position in the social hierarchy (elites, politicians and administrators).

In recent years the conjunction between history and anthropology became more pronounced in the writings of Brian Axel and Saurabh Dube. (Axel, 2002 & Dube, 2004 & 2007). Both Axel and Dube envisioned new unities between history and anthropology, archive and ethnography, synchronic and diachronic in their historical anthropology and more importantly, both have viewed power relations in colonial and post-colonial times as key elements in their project. It is this concern of the new historical anthropology with politics and power that I addressed in my case studies on land acquisition and forest management by the post-colonial state in West Bengal.  

Therefore, keeping Cohn, Dube and Axel in the background and following the strategies of Marcus, I look at in this article, the questions which are empirical as well as theoretical. What happens when the anthropologist participates in more than one site, like villages and government offices to track post colonial events and phenomena belonging to the universe of policy making? Does this switching over from one site to another bring any new understanding? Significantly, following the trails of Cohn and the subalterns, some of the anthropologists who utilized the archives as cultural artifacts in India have put their major thrust on the annals created by the British colonialists, rather than the practices of the people in any specific locale. Notable examples of the archive genre are the series of works done by Nicholas Dirks on the colonial times of India. (Dirks, 1987; 2001; 2006 & 2015).Important anthropological studies which juxtaposed field and governmental archives on post-colonial state in India however have also emerged in the recent years. (Baviskar, 1995; Fuller & Benei, 2000: 1-30; Tarlo, 2000: 68-90; Agrawal, 2006).

       

Field and archive

My point of departure in this paper lies in using the contemporary post-colonial archives as cultural artifacts with specific governmental policies and actions in the fields of land acquisition for industrialisation and joint forest management. The revelations from the anthropological fieldworks conducted by me were a kind of deconstruction of the governmental archives. Field and archive in these  cases stood in a kind of dialectical relationship in which one not only negated the other but also helped to understand the policy issues in a more critical framework, that would not have been possible had I engaged my understandings only with either of the two. Governmental records were treated not only as storehouse of knowledge but also as man-made technologies of governance which often posed apparent contradictions with my field data. These contradictions became meaningful when I viewed them in a diachronic and policy framework and following Stoler I could move from ‘archive-as-source’ to ‘archive-as-subject’ (Stoler, 2002:93). Consequently, I took hints from the pioneering works of Derrida and Foucault and viewed archives as ‘subversive’ and powerful to control citizens. (Zeitlyn, 2012:463). The imaginations of Axel and Dube are related to my work because I made a counter-reading of the governmental records through my own fieldwork by listening to the voices of the subaltern in the ethnographic present.    

A report in the archive and resistance of the subalterns in the field         

Reading a report

The area of my first case lay on the bank of the river Kasai, the largest river of West Medinipur district. Cultivation of paddy (staple of the district) in the villages under study depended primarily upon rainfall and no systematic irrigation facilities had been developed by the Government. The villagers residing on the south eastern bank of the river cultivated a variety of vegetables on the land adjoining their homesteads, owing to sufficient supply of groundwater tapped through traditional dug wells. But just within half a kilometer on west of the South Eastern Railway track the groundwater level was not very congenial for cultivation of vegetables. The main agricultural activity on this side of the railway track was rain-fed paddy cultivation for about four to six months of the year.

Land for the two big private industrial units (one owned by the Tata and the other by the Birla group) had been acquired by the state government on the western side of the railway track during 1991-1996, the period during which the communist led government of West Bengal adopted its New Industrial Policy in the era of economic liberalisation taken up by the central government.[ii]  Protest by peasants affected by the governmental land grab took place although it did not last for a long period, as happened recently in Singur in the Hooghly district of West Bengal. Several peasants took up the statutorily available means/instruments to put up their objections against land acquisition under section 5A of the Land Acquisition Act during December 1995.      

 A government report dated 21.06.96 vividly recorded the objections of these peasants during the acquisition of land for the Century Textiles Company and described in detail how the latter were overruled by the District Collector. The objections submitted by 342 land losers contained the following points: (i) The acquisition of agricultural land would affect the farmers seriously by throwing them out of employment, (ii) the land losers will not get compensation at the rate they expected and (iii) the proposed acquisition is against public interest and is beyond the purview of the Act.

It is interesting to observe how the concerned officials of the Land Acquisition Department overruled all the objections raised by the farmers. Before rejecting the objections, the officials, however, recognized the severity and magnitude of the acquisition. The unpublished departmental report stated

It is a fact that since large quantum of land is being acquired and the people chiefly subsist on agriculture many people will be seriously affected in earning their livelihood and avocation. (Unpublished Departmental Report, 1996, District Land Acquisition Department: Midnapore).

This was the only sentence in the whole report which upheld the interests of the peasants. The rest of the three-page report was devoted to justifying the acquisition. The arguments of the officials centered on the low agricultural yield of the mono-crop land. It never mentioned about the possibilities of any kind of irrigation in future in this area despite the fact that irrigation from the nearby river could be made feasible. On the contrary, the report mentioned the merits of the location of the land, which could provide important infrastructure facilities for the industry like the nearby railway line and the national highway. It was learnt from the report that during the hearing of the objections as per legal provisions, the cultivators could not ‘specify their individual difficulty in parting with the land’ although in the same report it was said that ‘most of the objectors submitted that they have no objection if employment is assured to them, in the company in favour of whom acquisition is being done.’ It is not clear from the report why its authors could not understand the nature of ‘individual difficulty’ in parting with the land, which is their main source of livelihood.

Three points raised in the report were significant and showed the insensitive way of dealing with such an action on the part of the Government which was going to have a severe impact on the subsistence pattern of a group of rural cultivators in a monocropping region. First, at one place the report mentioned: ‘It is worthwhile to point out that objections have been received only from 342 landowners for the acquisition of 526.71 acre which will affect at least 3000 landowners, if not more.’ It seems the official position rested on the logic that as the overwhelming majority of the peasants would not face any difficulty there was no need to record any objection against this acquisition.   

Second, after citing the locational advantages of the land, the officials overruled objections regarding the question of earning a livelihood by saying that the proposal had been approved both by the screening committee and by the state after considering all aspects. Incidentally, the screening committee for the approval of any project comprises the Sabhadhipati of the Panchayat Samity(the second tier of the statutory local self-government) and the Member of the Legislative Assembly (MLA) of the locality.  Obviously, at that time these people’s representatives who were members of political parties of the Left Front Government (LFG) did not object to a proposal which had already been approved by the cabinet and the concerned ministries of their own Government.

Third, the report dealt with the point ‘job for land’ simply by saying that the Land Acquisition Act does not provide for any relief except monetary compensation. But the Government may take up the matter with the company particularly for those peasants who would become landless and would be devoid of any source of earning a livelihood.  After having overruled all the objections, the procedure for land acquisition made headway.

Observing the resistance in the field

 If the report, which I read in the land acquisition department, cleared and justified acquisition, then the events I observed in the villages negated those justifications wherein resistance and bargain by the peasants became overt and took many forms involving legal, political.(Levien, 2013:351- 394).  Let me describe the events from the ethnographic vantage point.

The vast rural area which lay between Medinipur and Kharagpur townships was dominated by the two left political parties of the state, namely, the Communist Party of India (CPI) and the Communist Party of India (Marxist) [CPI (M)], the major partners of the Left Front Government. The Congress Party, which was the opposition in the state, had some followers in the area. Congress being the major supporter of economic liberalisation did not raise any objection when the news of industrialisation in this area came to be known. In fact, the Congress welcomed this decision of the Left Government. They only raised doubts about whether the industrialists would at all choose West Bengal as a suitable site for industrialisation.  

In the study area, Tata Metaliks (a pig iron manufacturing company) was established on nearly 200 acres of agricultural land during 1991-1992. Before the establishment of Tata Metaliks the leaders and cadres of the CPI (M) and CPI organised meetings and continued individual level campaigns on the ‘bright possibility’ of getting jobs by the land losers in the industry. But when the Tata Metaliks started production, the promise for providing jobs did not materialize, and the peasants also experienced a lengthy as well as tedious process of getting compensation from the district administration.

All the aforementioned events caused sufficient disillusionment among the peasants who were once hopeful of positive effects of industrialisation in this region. The decision of the state government to acquire agricultural land in the same area for Century Textiles Company (another pig iron company owned by the Birla group of industries) was taken under this background. The pessimism created among the peasants owing to the establishment of Tata Metaliks inspired some of the inhabitants of this locality to agitate against the acquisition of land for another pig-iron unit. Besides recording objections within the legal framework of the Land Acquisition Act, the peasants of this area also had recourse to extra-legal means to fight against the acquisition of their agricultural land.[iii]    

The movement gained popularity under the leadership of Trilochan Rana (a former Communist Party of India (Marxist-Leninist)[CPI(ML] leader) during 1995-1996 who joined the trade union wing of the Congress Party and put considerable pressure on the district administration.[iv]

Two interesting incidents may be mentioned in this regard which would throw some light on the grounds behind the popularity of this movement among the local peasantry.

The first incident took place in the month of May 1995 when Trilochan Rana organised a good number of peasants to put a deputation to the Tata Metaliks Company authorities demanding some compensation for the peasants owing to the damage caused by movement of trucks carrying construction materials for the company through the agricultural fields, which were not acquired. At that time, there was no standing crop in the fields, so the company management could not foresee any resistance. The trucks damaged the dykes of the fields (ails) and the soil and protest by the peasants began. Under the pressure of the peasants the company had to pay compensation in kind to 75 peasant families in the presence of the pradhan (elected head of the lowest tier, i.e. gram panchayat of the statutory local self-government) of Kalaikunda GP. Some amount of fertilizer was given to those peasants whose lands were damaged by the trucks.

In the second incident, Trilochan Rana organised a deputation to the district administration about the damage caused to the unacquired agricultural fields of some peasants for putting pillars to demarcate acquired lands for Century Textiles and Industries Limited (CTIL) Company in Kantapal, Mollachak and other adjoining villages. Those cement pillars were erected by digging at about 4 sq.ft. of land to a depth of 3-4 ft. and became permanent structures right on the agricultural fields of the peasants whose lands were not acquired. These pillars served as the boundary of the acquired land for CTIL. About 24 to 25 such pillars were constructed in early 1996. The peasants argued that cultivation of fields over a much wider area around those pillars was not possible owing to physical obstruction. The district administration had to agree with this demand of the peasants and arranged for payment of Rs. 420/- as monetary compensation to those families affected by the construction of those pillars. This compensation payment continued for 2 years but with the decline of the movement, the administration discontinued this compensation .Both these incidents reveal that under the pressure of an intelligent and organized peasant movement, the company authority as well as the Land Acquisition Department had arranged compensation for peasant families having no provision under the existing legal and administrative framework. The movement reached its peak from the later part of 1995 up to April 1996 during which the farmers even resorted to violent means. In the first week of January 1996 hundreds of farmers in the Kalaikunda area stormed into the tent of the engineer who was conducting soil testing and land survey on behalf of Century Textiles Ltd. A leading national daily reported on 10January 1996

Land Survey and soil testing work in Mathurakismat Mouza in the Kalaikunda gram panchayat area of Kharagpur rural police station undertaken by Century Textiles – a Birla group of Industries – had to beabandoned following stiff resistance from villagers last week….The farmers also blocked Sahachak for nine hours yesterday…They also lodged a complaint with the police against the firm” (The Statesman, 10 January1996).

On 22 March 1996, the same national daily reported about a mass deputation by a group of peasants of the Kharagpur region before the district administration (The Statesman 22 March1996). In this deputation, the peasants demanded land for land or a job for the members of the land loser families. They also demanded a compensation of 3 lakh rupees per acre of agricultural land. After this deputation, about 100 peasants came to Medinipur District administrative Headquarters on 10 April 1996 and submitted a memorandum to the District Magistrate declaring that they would boycott the ensuing parliamentary election to protest against the acquisition of fertile agricultural land for industrial projects. The peasants stated in their letter that this acquisition would disturb the local economy and destabilise the environmental balance of the region and this event was also reported in The Statesman on 2 May 1996.

 It is important to note in this connection that neither the state nor district level Congress leadership, or any Member of the Legislative Assembly of this party showed any interest in supporting this movement of the peasants in Kharagpur region. The local CPI (M) leadership and the elected panchayat members of this area not only remained silent on this spontaneous movement of the peasants but they also made every attempt to smother this agitation by labeling it as a ‘disturbance created by Congress to stall the progress of industrialisation under the Left Front Government’.

Without getting support from any opposition party and facing stiff resistance from the ruling left parties and lacking a coherent organisation, this localised peasant movement against land acquisition gradually lost its intensity and did not last long and finally, lost its vigor and one may recall that this peasant resistance in West Bengal took place about a decade before the Singur and Nandigram movements by the peasants against land acquisition. (Guha, 2007a: 3706-3711& 2007b).

 

In lieu of a conclusion

The peasant movement against large-scale land acquisition under state patronage for industries in Kharagpur provided me a unique arena for studying the contradictions of the land policy of the Left Front Government in West Bengal. The policy-oriented approach of this study led me to deal with field level data in the village as well as archival texts in the district land acquisition office So, the reading of a report in the dual contexts of my field level observation on peasant resistance and archives of the LA Office provided insights to contradictions in the policy changes of a pro-peasant government around industrialisation.

In sum, the archive as a cultural artefact negated the justifications of the peasant resistance and in this case illustrated the contradictions between the field and the archive, which stood in a dialectical relationship with one another inasmuch as the reading of the texts and figures in the archive through time and the ethnography of the subalterns in the space are synthesized within a the broader framework of policies around land and forest of the Left Government undergoing processes of transformation in the era of globalization. 

References:

Axel, B. (Ed.). (2002). From the margins: Historical Anthropology and its Futures. Durham, N.C.: Duke University Press.

Baviskar, A. (1995). In the belly of the river: Tribal conflicts over development in the Narmada valley. New Delhi: Oxford University Press.

Chatterjee, P. (2012). After subaltern studies. Economic and Political Weekly. XLVII: 44-49.

Cohn, B. (1987a). An anthropologist anong the historians; a field study. In Bernard S.Cohn An Anthropologist among the Historians. Delhi: Oxford University Press.

Cohn, B. (1987b). History and Anthropology: the state of play. In Bernard S.Cohn An Anthropologist among the Historians. Delhi: Oxford University Press.

Comaroff J, Comaroff J. (1992). Ethnography and the Historical Imagination. Boulder, CO: Westview.

Dirks N.B. (1987). The Hollow Crown: Ethnohistory of an Indian Kingdom. Cambridge: Cambridge University Press,

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----------- (2015). Autobiography of an Archive: A Scholar's Passage to India. Columbia University Press.

Dube, S. (2004). Postcolonial Passages: Contemporary History-writing on India. New Delhi: Oxford University Press.

Dube, S. (2007). Introduction. In S.Dube(Ed.), Historical Anthropology.New Delhi: Oxford University Press.

Fuller, C.J. & Bénéï, V. (2000). For an anthropology of the modern Indian state. In C.J.Fuller & V. Bénéï(Ed.), The everyday state & society in modern India. New Delhi: Social Science Press.

Guha, A. (2007) a. Peasant resistance in West Bengal: A Decade before Singur and Nandigram.Economic and Political Weekly, 42: 3706-3711.

Guha, A. (2007) b. Land, Law and the Left: The Saga of Disempowerment of the Peasantry in the Era of Globalization.  Concept Publishing Company.  New Delhi.

Guha, R. (1987). Introduction. In Bernard S.Cohn An Anthropologist among the Historians. Delhi: Oxford University Press.

Levien, M.(2013). The politics of dispossession:Theorizing India’s “Land Wars”. Politics and Society. 41(3): 351-394.

Malinowski, B.(1922). Argonauts of the Western Pacific. London:Routledge & Kegan Paul Ltd.

Marcus, G.E. (1995).Ethnography in/of the world system: the emergence of multi-sited ethnography. Annual Review of Anthropology. 24:95-117.

Mathur,S. (2000). History and Anthropology in South Asia: Rethinking the Archive. Annual Review of Anthropology. 29: 89-106.

Ortner S. (1984). Theory in anthropology since the sixties. Comparative Studies in Society and History. 26(1):126- 66.

Nielsen, K.B.(2009). Farmers’ use of the courts in an anti-land acquisition movement in India’s West Bengal. Journal of Legal Pluralism and Unofficial Law.59:121-144.

Sinha, S. (1959).  Bhumij-Kshatriya Social Movement in South Manbhum. Bulletin of the Department of Anthropology. Calcutta University. VII(2): 9-32.

Sivaramakrisnan, K.(1995).Situating the subaltern: History and Anthropology in the subaltern studies project. Journal of Historical Sociology. 8(4): 395-429.

Stoler, A.L. (2002). Colonial archives and the arts of governance. Archival Science.2: 87-109.

Tarlo, E. (2000).Paper truths: the emergency and slum clearance through forgotten files. In C.J.Fuller & V. Bénéï(Ed.), The Everyday State & Society in Modern India. New Delhi: Social Science Press.

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Notes



[i] Surajit Sinha in a significant paper  written as early as 1959 studied the social movements among the Bhumij community in the then Bihar(presently Jharkhand) by using colonial as well as post-colonial archival data along with his own field observations.(Sinha 1956: 9-32).

 

[ii]   In West Bengal, a pro-peasant Left Front Government ( LFG) began its career in 1978 through distribution of land to the landless by post Independence land reform laws but since 1990s the same government gradually became more interested in acquiring land (including agricultural land) for big industrial projects. particularly after the liberalization policy adopted by the central government in 1991. The Leninist slogan ‘Land to the tillers’ was transformed by the Bengal communists into ‘Agriculture is our foundation, industry our future’, and it was advanced by the Left Front before the Assembly elections of 2006. (http://cpim.org/content/thirty-years-west-bengal-left-front-govt accessed on 14.02.2015 by the author from the Google).

 

[iii] The information on this part of the peasant protest has been collected from interviews with the leaders and participants of this movement as well as from press reports and the various written memoranda submitted by the villagers to the district and state administration. About a decade later the farmers in Singur also took recourse to courts as well as mass mobilization against governmental land grab (Nielsen, 2009:121-144).

                                  

[iv] Through my close relationship with late Trilochan Rana, I came to know that he was a former Naxalite. He has recently passed away and he always supported my research and inspired me to write on their protest movement and never wanted to keep his name undisclosed in my publications.

 

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